FORM 4 | UNITED STATES SECURITIES
AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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(Print or Type Responses) |
1. Name and Address of
Reporting Person* Flint, John E. |
2. Issuer Name and Ticker or Trading Symbol Gibraltar Steel Corporation - Rock |
6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) o Director o 10% Owner x Officer o Other (specify below) (give title below) Vice President & CFO |
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(Last)
(First) (Middle) 3556 Lake Shore Road |
3. I.R.S. Identification Number
of Reporting Person, if an entity (voluntary)
###-##-#### |
4. Statement for Month/Day/Year April 22, 2003 |
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(Street) Buffalo, New York 14219 |
5. If Amendment, Date of
Original (Month/Day/Year) |
7. Individual or
Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person |
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(City) (State) (Zip) | Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
1. Title of Security (Instr. 3) |
2. Trans- action Date (Month/ Day/ Year) |
2A. Deemed Execution Date, if any (Month/ Day/Year) |
3. Trans- action Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial
Ownership (Instr. 4) |
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Code | V | Amount | (A) or (D) | Price | ||||||
Common stock | 2,000 | D | ||||||||
Common stock | (1) | B | 2.07 | A | (1) | 947.67 | I | (2) | ||
FORM 4 (continued)
Table II -- Derivative Securities
Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security
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3. Trans- action Date (Month/ Day/Year) |
3A. Deemed Execution Date, if any, (Month/ Day/Year) |
4. Trans- action Code (Instr. 8) |
5. Number of Derivative Securites Acquired
(A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative
Securities Beneficially Owned Following Reported Trans- action(s) (Instr. 4) |
10. Owner- ship Form of Derivative Securities: Direct(D) or Indirect(I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Excer- cisable |
Expira- tion Date |
Title | Amount or Number of Shares | ||||||||
Option (right to buy)(3) | $11.00 | J | 09/21/94 | 09/20/03 | Common stock | 5,000 | D | ||||||||
Option (right to buy)(3) | $10.00 | J | 10/31/95 | 10/31/04 | Common stock | 2,500 | D | ||||||||
Option (right to buy)(3) | $11.00 | J | 11/06/96 | 11/05/05 | Common stock | 2,500 | D | ||||||||
Option (right to buy)(3) | $16.75 | J | 07/08/97 | 07/07/06 | Common stock | 5,000 | D | ||||||||
Option (right to buy)(3) | $21.75 | J | 07/08/98 | 07/08/07 | Common stock | 2,500 | D | ||||||||
Option (right to buy)(3) | $15.63 | J | 10/08/99 | 10/07/08 | Common stock | 2,500 | D | ||||||||
Option (right to buy)(3) | $14.07 | J | 07/18/01 | 07/18/10 | Common stock | 2,500 | D |
Explanation of Responses:
(1)Represents the net effect of shares purchased and sold from January 1, 2003
through March 31, 2003 pursuant to the Gibraltar Steel Corporation 401(k)
Savings Plan at an average price of $18.27 per share. The information reported
herein is based on a Plan Statement dated April 10, 2003.
(2)Gibraltar Steel Corporation 401(k) Savings Plan.
(3)Grant to reporting person of option to purchase shares of
common stock under the Gibraltar Steel Corporation Incentive Stock Option Plan.
The options are exercisable at the rate of 25% per year.
/s/John E. Flint | April 22, 2003 | |
** Signature of Reporting Person |
Date | |
Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |
** | Intentional misstatements or omissions of
facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |